Investor Protection Unit
About the Unit
The Investor Protection Unit (“IPU”) is a Unit in the Fraud and Consumer Protection Division of the Delaware Department of Justice. IPU was formerly known as the Delaware Securities Unit. The IPU is responsible for enforcing the provisions of the Delaware Securities Act and the Rules and Regulations Pursuant to the Act. This entails registering investment firms and professionals as well as securities offerings in Delaware, reviewing and investigating complaints from investors, examining investment advisors and broker dealers, pursuing enforcement actions when a violation of the Act has been uncovered, and conducting investor education and outreach.
Helpful Resources
- For Industry Professionals
- File an Investor Complaint (Available in PDF: English| Español | 中文 | 한국어 | हिन्दी | Kreyòl Ayisyen | Français)
- Report Exploitation of Seniors
Contact the Investor Protection Unit
Address:
Delaware Department of Justice
Investor Protection Unit
Carvel State Office Building – 5th Floor
820 N. French Street
Wilmington, DE 19801
Email: Investor.Protection@delaware.gov
Phone: (302) 577-8424
Hours: 8:00 AM – 4:30 PM Mon.-Fri.
Related Topics: Attorney General, DE AG, DE Attorney General, Delaware, Delaware Attorney General, Fraud, Investor Protection, IPU
