Home > Fraud Division > Investor Protection Unit > Investors

Contact the Delaware Investor Protection Unit to:

  • Check on the Registration Status of an investment professional
  • If you have concerns about someone pitching an investment to you
  • If you would like to file a complaint (link to complaint form)

How to check out an investment professional:

  • First: look them up on Broker Check (Link)
  • Second: call or email the Delaware IPU with any concerns or further questions.

INVESTOR EDUCATION RESOURCES



NASAA Investor Education: a detailed and comprehensive resource for education, arranged by topic.

For material geared towards particular investors, click here:

For material on particular hot topics, click here:

For IPU Investor Advisories, click here:


MORE INVESTOR PROTECTION RESOURCES



NASAA Fraud Center

Broker check

Investment Adviser Firm Search

SEC

NASAA link to other state securities regulators

FINRA Investor Podcasts


INVESTING BASICS



The American Association of Individual Investors

The Investor Protection Trust

FINRA Dispute Resolution


ONLINE CALCULATORS



FINRA Tools & Calculators

The American Savings Education Council "Ballpark Estimate" worksheet


ONLINE INVESTING



http://www.investingonline.org/


RETIREMENT PLANNING



Social Security Association

TIAA-CREF Individual & Institutional Services, LLC


ONLINE QUOTES & CHARTING TOOLS



The following websites provide market information, automated quotes, and charting tools for individual stocks and other investment instruments:

http://www.marketwatch.com

http://www.abcnews.com

http://money.cnn.com

http://www.dowjones.com

http://www.nasdaq.com

http://www.morningstar.com


OTHER LINKS



American Institute of Certified Public Accountants

American Stock Exchange

Securities Industry and Financial Markets Association

Chicago Board of Trade

Chicago Mercantile Exchange

Commodity Futures Trading Commission

Dun & Bradstreet - Home Page

Federal Bureau of Investigation - (FBI) *

Federal Reserve Board - Board of Governors *

Federal Trade Commission - (FTC)

Financial Accounting Standards Board *

Investment Company Institute

Financial Industry Regulatory Authority - (FINRA)

National Fraud Information Center - (NFIC)

National Futures Association - (NFA)

New York Mercantile Exchange

New York Stock Exchange

North American Securities Administrators Association - (NASAA)

Office of the Comptroller of the Currency - (OCC)

Securites Class Action Clearinghouse

Securites Industry Association

Standard & Poor's Compustat

Virtual Gum Shoe - Investigative Resources * Changed from WebGator *

Savings Fitness: A Guide to Your Money and Your Financial Future