DELAWARE SECURITIES ACT

Set forth below is a table of contents for the Delaware Securities Act.

The table of contents is broken down into sections for your convenience.

Simply select a section number to view that text. A new window will open,

taking you directly to the entire text of that section found at Delaware Code Online.

Section

Subsection Title

7301.

Short title; purpose.

7302.

Definitions.

7303.

Fraud.

7304.

Registration of and notice filing for securities.

7305.

Registration of securities by coordination.

7306.

Registration of securities by qualification.

7307.

Provisions applicable to registration of securities generally.

7308.

Stop orders.

7309.

Exemptions.

7309A.

Federal covered securities.

7310.

Misleading filings.

7311.

Unlawful representations concerning registration, notice filing or exemption.

7312.

Filing of sales and advertising literature.

7313

Registration and notice filing requirements for broker-dealers, agents, investment advisers, federal covered advisers, and investment adviser representatives.

7314.

Registration and notice filing procedure for broker-dealers, agents, investment advisers, federal covered advisers, and investment adviser representatives.

7315.

Post registration provisions for broker-dealers, investment advisers, and federal covered advisers.

7316.

Denial, revocation, suspension, cancellation and withdrawal of registration of broker-dealers, agents, investment advisers, and investment adviser representatives.

7317.

Advisory activities.

7318.

Trading markets.

7319.

Investigations and subpoenas.

7320.

Injunctions.

7321.

Escrow of funds.

7322.

Criminal penalties.

7323.

Civil liabilities.

7324.

Judicial review.

7325.

Administration of chapter; remedial powers.

7326.

Administrative files.

7327.

Service of process.

7328.

Liability of Attorney General.

7329.

Investor Protection Fund.

7330.

Statute of Limitations.